3: Initial statement of beneficial ownership of securities
Published on September 5, 2019
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIESFiled pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 08/26/2019 |
3. Issuer Name and Ticker or Trading Symbol
MARVELL TECHNOLOGY GROUP LTD [ MRVL ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
|---|---|---|---|
| Common Shares | 15,656 | D |
| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
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| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Restricted Stock Units | (2) | (2) | Common Shares | 9,708 | (1) | D | |
| Restricted Stock Units | (3) | (3) | Common Shares | 4,216 | (1) | D | |
| Restricted Stock Units | (4) | (4) | Common Shares | 4,652 | (1) | D | |
| Restricted Stock Units | (5) | (5) | Common Shares | 4,335 | (1) | D | |
| Restricted Stock Units | (6) | (6) | Common Shares | 9,473 | (1) | D | |
| Explanation of Responses: |
| 1. Each Restricted Stock Unit (RSU) represents a contingent right to receive one Marvell Technology Group Ltd. common share upon vesting. |
| 2. The remaining RSUs vest in quarterly installments on each of November 15, 2019, February 15, 2020, May 15, 2020, August 15, 2020, November 15, 2020, February 15, 2021 and May 15, 2021. |
| 3. The remaining RSUs vest in annual installments on January 15, 2020 and January 15, 2021. |
| 4. The remaining RSUs vest in quarterly installments on each of October 15, 2019, January 15, 2020, April 15, 2020, July 15, 2020, October 15, 2020, January 15, 2021 and April 15, 2021. |
| 5. The remaining RSUs vest in quarterly installments on each of November 15, 2019, February 15, 2020, May 15, 2020, August 15, 2020, November 15, 2020, February 15, 2021, May 15, 2021, August 15, 2021, November 15, 2021 and February 15, 2022. |
| 6. The remaining RSUs vest in quarterly installments on each of October 15, 2019, January 15, 2020, April 15, 2020, July 15, 2020, October 15, 2020, January 15, 2021, April 15, 2021, July 15, 2021, October 15, 2021, January 15, 2022 and April 15, 2022. |
| Remarks: |
| Exhibit 24 - Power of Attorney Senior Vice President of Worldwide Sales |
| Dean E. Jarnac Jr. by Blair Walters as attorney-in-fact | 09/05/2019 | |
| ** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.